Filing Details
- Accession Number:
- 0001225208-13-021196
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-02 16:56:07
- Reporting Period:
- 2013-09-30
- Filing Date:
- 2013-10-02
- Accepted Time:
- 2013-10-02 16:56:07
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1031000 | L Jay Schottenstein | Schottenstein Stores Corporation 4300 E. Fifth Ave. Columbus OH 43219 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Shares | Acquisiton | 2013-09-30 | 32,592 | $0.00 | 32,592 | No | 4 | C | Indirect | By Schottenstein RVI, LLC |
| Class A Common Shares | Disposition | 2013-09-30 | 32,592 | $85.28 | 0 | No | 4 | S | Indirect | By Schottenstein RVI, LLC |
| Class A Common Shares | Acquisiton | 2013-10-01 | 96,100 | $0.00 | 96,100 | No | 4 | C | Indirect | By Schottenstein RVI, LLC |
| Class A Common Shares | Disposition | 2013-10-01 | 96,100 | $85.56 | 0 | No | 4 | S | Indirect | By Schottenstein RVI, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By Schottenstein RVI, LLC |
| No | 4 | S | Indirect | By Schottenstein RVI, LLC |
| No | 4 | C | Indirect | By Schottenstein RVI, LLC |
| No | 4 | S | Indirect | By Schottenstein RVI, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Shares | Dividend Equivalent Rights | Acquisiton | 2013-09-30 | 25 | $0.00 | 25 | $0.00 |
| Class A Common Shares | Class B Common Shares | Disposition | 2013-09-30 | 32,592 | $0.00 | 32,592 | $0.00 |
| Class A Common Shares | Class B Common Shares | Disposition | 2013-10-01 | 96,100 | $0.00 | 96,100 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 446 | No | 4 | A | Direct | ||
| 4,091,995 | No | 4 | C | Indirect | ||
| 3,995,895 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Shares | 13,150 | Indirect | By Trusts |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Shares | Class B Common Shares | $0.00 | 71,905 | 71,905 | Direct | ||
| Class A Common Shares | Class B Common Shares | $0.00 | 293,092 | 293,092 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 71,905 | 71,905 | Direct | |
| 293,092 | 293,092 | Indirect |
Footnotes
- Price represents a weighted average of the sale price. Shares were sold at prices ranging from $85.05 to $85.63. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) and become exercisable proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of DSW Class A common stock.
- Class B common shares convert to Class A common shares on a one-for-one basis.
- The Class B common shares are convertible at any time, at the holder's election, and have no expiration date.
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