Filing Details

Accession Number:
0001000096-13-000128
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-02 16:32:14
Reporting Period:
2013-09-30
Filing Date:
2013-10-02
Accepted Time:
2013-10-02 16:32:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
81318 Pyramid Oil Co PDO Crude Petroleum & Natural Gas (1311) 940787340
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
928169 D Michael Herman 2008 - 21St Street
Bakersfield CA 93301
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-30 195,592 $6.00 1,709,001 No 4 P Direct
Common Stock Acquisiton 2013-09-30 243,579 $6.00 1,952,580 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. Reporting Person is a party to a stock purchase agreement with a shareholder of the Issuer, under which Reporting Person has agreed to purchase from the shareholder an aggregate of 195,592 shares of the Issuer's common stock beneficially owned by the shareholder, at $6.00 per share. Under the agreement, Reporting Person has agreed to purchase (i) 95,592 of the shares at an initial closing, and (ii) the remaining 100,000 of the 195,592 shares at a second closing on April 5, 2014, subject to certain closing conditions.
  2. Reporting Person is a party to another stock purchase agreement with two other shareholders of the Issuer, under which Reporting Person has agreed to purchase from such shareholders an aggregate of 243,579 shares of the Issuer's common stock beneficially owned by the shareholders at $6.00 per share.