Filing Details

Accession Number:
0001218326-13-000018
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-02 16:24:00
Reporting Period:
2013-09-30
Filing Date:
2013-10-02
Accepted Time:
2013-10-02 16:24:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002517 Nuance Communications Inc. NUAN Services-Prepackaged Software (7372) 943156479
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1218326 Paul Ricci One Wayside Road
Burlington MA 01803
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-30 130,443 $18.68 3,646,551 No 4 F Direct
Common Stock Disposition 2013-10-01 28,700 $18.85 3,617,851 No 4 S Direct
Common Stock Disposition 2013-10-01 1,300 $18.86 3,616,551 No 4 S Direct
Common Stock Disposition 2013-10-01 140,900 $18.90 3,475,651 No 4 S Direct
Common Stock Disposition 2013-10-01 9,100 $18.93 3,466,551 No 4 S Direct
Common Stock Disposition 2013-10-01 17,608 $18.95 3,448,943 No 4 S Direct
Common Stock Disposition 2013-10-01 400 $18.96 3,448,543 No 4 S Direct
Common Stock Disposition 2013-10-01 1,992 $18.97 3,446,551 No 4 S Direct
Common Stock Acquisiton 2013-10-01 50,000 $12.00 3,496,551 No 4 M Direct
Common Stock Disposition 2013-10-01 50,000 $18.75 3,446,551 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-10-01 50,000 $0.00 50,000 $12.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
900,000 2016-06-23 No 4 M Direct
Footnotes
  1. These shares were withheld by the Company to cover the tax liability due upon the vesting of the restricted stock award.
  2. These shares were sold pursuant to a 10b5-1 Sales Plan adopted on June 21, 2013.
  3. This option shall cliff vest 100% on September 30, 2010.