Filing Details
- Accession Number:
- 0001354488-13-005506
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-01 17:29:09
- Reporting Period:
- 2013-09-30
- Filing Date:
- 2013-10-01
- Accepted Time:
- 2013-10-01 17:29:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410402 | Circle Entertainment Inc. | CEXE | Real Estate (6500) | 364612924 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1373247 | Brett Torino | 4445 Wagon Trail Avenue Las Vegas NV 89118 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2013-09-30 | 7,613,893 | $0.03 | 7,613,893 | No | 4 | P | Indirect | By TS 2013 LLC |
| Common Stock, $0.01 Par Value | Acquisiton | 2013-09-30 | 167,316 | $0.03 | 7,781,209 | No | 4 | P | Indirect | By TS 2013 LLC |
| Common Stock, $0.01 Par Value | Acquisiton | 2013-09-30 | 1 | $0.00 | 7,781,210 | No | 4 | C | Indirect | By TS 2013 LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By TS 2013 LLC |
| No | 4 | P | Indirect | By TS 2013 LLC |
| No | 4 | C | Indirect | By TS 2013 LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2013-09-30 | 1,019,269 | $0.00 | 1,019,269 | $0.07 |
| Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2013-09-30 | 22,398 | $0.00 | 22,398 | $0.07 |
| Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2013-09-30 | 1,019,269 | $0.00 | 1,019,269 | $0.08 |
| Common Stock | Common Stock Warrants (right to buy) | Acquisiton | 2013-09-30 | 22,398 | $0.00 | 22,398 | $0.08 |
| Common Stock | Non-Voting Designated Preferred Stock | Acquisiton | 2013-09-30 | 1 | $0.00 | 0 | $0.00 |
| Common Stock | Non-Voting Designated Preferred Stock | Disposition | 2013-09-30 | 1 | $0.00 | 0 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,019,269 | 2016-09-04 | No | 4 | P | Indirect | |
| 1,041,667 | 2016-09-04 | No | 4 | P | Indirect | |
| 1,019,269 | 2016-09-04 | No | 4 | P | Indirect | |
| 1,041,667 | 2016-09-04 | No | 4 | P | Indirect | |
| 1 | No | 4 | P | Indirect | ||
| 0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value | 7,240,419 | Indirect | By TTERB Living Trust |
| Common Stock, $0.01 Par Value | 5,501,611 | Indirect | See Footnote |
| Common Stock, $0.01 Par Value | 176,238 | Direct |
Footnotes
- This share of Non-Voting Designated Preferred Stock converted into one share of Issuer common stock by virtue of the Issuer exercising its right of conversion thereof as a result of the purchases of the shares of Common Stock reported in Table I above.
- These shares are held by Atlas Real Estate Funds, Inc. ("Atlas"). The Reporting Person, together with Robert F.X. Sillerman, a director and greater than 10% stockholder of the Issuer, and Paul C. Kanavos, a director, executive officer and greater than 10% stockholder of the Issuer, are deemed to be the beneficial owners of such shares by virtue of being Atlas' controlling stockholders, executive officers and directors.
- Immediately.
Billionaire Hedge Funds
