Filing Details

Accession Number:
0001144204-13-053355
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-01 16:13:38
Reporting Period:
2013-09-30
Filing Date:
2013-10-01
Accepted Time:
2013-10-01 16:13:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1130385 Foster Wheeler Ag FWLT Heavy Construction Other Than Bldg Const - Contractors (1600) 223802649
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1396415 Kent J Masters C/O Foster Wheeler Inc.
53 Frontage Road
Hampton NJ 08827
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Registered Shares Acquisiton 2013-09-30 27,872 $0.00 93,416 No 4 M Direct
Common Registered Shares Acquisiton 2013-09-30 72,922 $0.00 166,338 No 4 M Direct
Common Registered Shares Disposition 2013-09-30 42,388 $26.06 123,950 No 4 S Direct
Common Registered Shares Disposition 2013-10-01 23,363 $0.00 100,587 No 5 G Direct
Common Registered Shares Acquisiton 2013-10-01 23,363 $0.00 67,058 No 5 G Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 5 G Direct
No 5 G Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Registered Shares Restricted Stock Units (Right to Acquire) Disposition 2013-09-30 27,872 $0.00 27,872 $0.00
Common Registered Shares Restricted Stock Units (Right to Acquire) Disposition 2013-09-30 72,922 $0.00 72,922 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
27,872 2012-09-30 2014-09-30 No 4 M Direct
0 2011-11-11 2013-09-30 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2013.
  2. This weighted average price reflects trades in multiple transactions ranging from $25.88 per share to $26.315 per share, inclusive. Full information regarding the number of shares sold at each seperate price within the range noted above will be provided upon request to the SEC staff, the issuer, or any security holder of the issuer.
  3. 1-for-1
  4. Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan and pursuant to an employment agreement dated July 21, 2011. The restricted stock units vest as to one-third of the shares on September 30, 2012, one-third of the shares on September 30, 2013, and the remaining one-third of the shares on September 30, 2014. Upon vesting, registered shares will be issued on a one-for-one basis.
  5. Not applicable
  6. Granted pursuant to Foster Wheeler AG Omnibus Incentive Plan as a sign-on equity grant pursuant to an employment agreement dated July 21, 2011, as modified by the Board of Directors on November 1, 2011 (as described in a Form 8-K dated November 7, 2011.) The restricted stock units vest as to one-third of the shares immediatley on the grant date, one-third of the shares on September 30, 2012, and the remaining one-third of the shares on September 30, 2013. Upon vesting, registered shares will be issued on a one-for-one basis.