Filing Details
- Accession Number:
- 0001127602-13-028041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-30 18:57:17
- Reporting Period:
- 2013-09-26
- Filing Date:
- 2013-09-30
- Accepted Time:
- 2013-09-30 18:57:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 6951 | Applied Materials Inc | AMAT | Semiconductors & Related Devices (3674) | 941655526 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1571215 | Jay Kerley | C/O Applied Materials, Inc. 3050 Bowers Av. P.o. Box 58039, M/S 1268 Santa Clara CA 95052-8039 | Gvp, Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-26 | 5,600 | $17.68 | 129,975 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-26 | 5,600 | $17.77 | 124,375 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-26 | 5,600 | $0.00 | 5,600 | $17.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-08-31 | 2013-10-03 | No | 4 | M | Direct |
Footnotes
- Represents an exercise of a portion of a stock option that would have expired on October 3, 2013, if not exercised.
- Number of shares consists of 124,375 restricted stock units that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 3,750 units are scheduled to vest in December 2013; (b) 73,125 units are scheduled to vest during each January of 2014 through 2017; (c) 7,500 units are scheduled to vest in February 2014; and (d) 40,000 units are scheduled to vest in installments during each April of 2014 through 2017 (all vesting is subject to continued employment through each applicable vest date).
- Shares became exercisable in three equal installments beginning on August 31, 2007.
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