Filing Details
- Accession Number:
- 0001140361-13-037303
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-30 17:50:11
- Reporting Period:
- 2013-08-26
- Filing Date:
- 2013-09-30
- Accepted Time:
- 2013-09-30 17:50:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 62234 | Marcus Corp | MCS | Hotels & Motels (7011) | 391139844 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195907 | L Philip Milstein | Ogden Cap Properties, Llc 545 Madison Avenue, 6Th Floor New York NY 10022-4219 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-08-26 | 38,736 | $0.00 | 77,379 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2013-09-27 | 28,481 | $13.14 | 105,860 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 124,111 | Indirect | As co-trustee for SVM Foundation |
| Common Stock | 5,625 | Indirect | As trustee for A. B. Elbaum |
| Common Stock | 57,500 | Indirect | As trustee for PLM Foundation |
| Common Stock | 8,100 | Indirect | By children |
| Common Stock | 2,000 | Indirect | By spouse |
| Class B Common Stock | 62,055 | Indirect | As partner of Northmon |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $11.27 | 2004-05-27 | 2014-05-27 | 713 | 713 | Direct |
| Common Stock | Stock Option (Right to Buy) | $15.70 | 2005-05-26 | 2015-05-26 | 713 | 713 | Direct |
| Common Stock | Stock Option (Right to Buy) | $17.73 | 2006-05-25 | 2016-05-25 | 500 | 500 | Direct |
| Common Stock | Stock Option (Right to Buy) | $23.37 | 2007-05-31 | 2017-05-31 | 500 | 500 | Direct |
| Common Stock | Stock Option (Right to Buy) | $17.17 | 2008-05-29 | 2018-05-29 | 500 | 500 | Direct |
| Common Stock | Stock Option (Right to Buy) | $10.78 | 2009-05-28 | 2019-05-28 | 500 | 500 | Direct |
| Common Stock | Stock Option (Right to Buy) | $11.14 | 2010-05-27 | 2020-05-27 | 500 | 500 | Direct |
| Common Stock | Stock Option (Right to Buy) | $10.50 | 2011-05-26 | 2021-05-26 | 500 | 500 | Direct |
| Common Stock | Stock Option (Right to Buy) | $13.33 | 2012-05-31 | 2022-05-31 | 500 | 500 | Direct |
| Common Stock | Stock Option (Right to Buy) | $13.45 | 2013-05-30 | 2023-05-30 | 1,000 | 1,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-05-27 | 713 | 713 | Direct |
| 2015-05-26 | 713 | 713 | Direct |
| 2016-05-25 | 500 | 500 | Direct |
| 2017-05-31 | 500 | 500 | Direct |
| 2018-05-29 | 500 | 500 | Direct |
| 2019-05-28 | 500 | 500 | Direct |
| 2020-05-27 | 500 | 500 | Direct |
| 2021-05-26 | 500 | 500 | Direct |
| 2022-05-31 | 500 | 500 | Direct |
| 2023-05-30 | 1,000 | 1,000 | Direct |
Footnotes
- Does not include 28,481 shares of Common Stock currently held in a grantor retained annuity trust.
- The undersigned disclaims any beneficial interest in shares owned by his wife, children, held by him as trustee for Ms. Abby Black Elbaum, held by him as trustee for PLM Foundation, or held by him as co-trustee for SVM Foundation.
- Granted pursuant to The Marcus Corporation 1994 Nonemployee Director Stock Option Plan.
- Granted pursuant to The Marcus Corporation 2004 Equity and Incentive Awards Plan.
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