Filing Details

Accession Number:
0001580695-13-000069
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-30 17:41:25
Reporting Period:
2013-09-27
Filing Date:
2013-09-30
Accepted Time:
2013-09-30 17:41:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
890447 Vertex Energy Inc. VTNR Refuse Systems (4953) 943439569
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1458878 L David Phillips 1331 Gemini Street
Suite 250
Houston TX 77058
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-27 100 $3.07 53,732 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2013-09-27 15,000 $0.00 15,000 $2.96
Common Stock Stock Option Acquisiton 2013-09-27 15,000 $0.00 15,000 $2.96
Common Stock Stock Option Acquisiton 2013-09-27 15,000 $0.00 15,000 $2.96
Common Stock Stock Option Acquisiton 2013-09-27 15,000 $0.00 15,000 $2.96
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
185,000 2014-07-25 2023-09-27 No 4 A Direct
185,000 2015-07-25 2023-09-27 No 4 A Direct
185,000 2016-07-25 2023-09-27 No 4 A Direct
185,000 2017-07-25 2023-09-27 No 4 A Direct
Footnotes
  1. Granted in consideration for services rendered and to be rendered through July 2017.