Filing Details
- Accession Number:
- 0001225208-13-020664
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-30 16:17:21
- Reporting Period:
- 2013-09-26
- Filing Date:
- 2013-09-30
- Accepted Time:
- 2013-09-30 16:17:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855874 | Tri County Financial Corp | TCFC.OB | State Commercial Banks (6022) | 521652138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1268694 | R James Shepherd | 3035 Leonardtown Road Waldorf MD 20601 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-26 | 1,000 | $18.75 | 1,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,000 | Indirect | By Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $22.29 | 2005-12-19 | 2015-12-19 | 9,000 | 9,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $15.89 | 2004-12-27 | 2014-12-27 | 3,375 | 3,375 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-12-19 | 9,000 | 9,000 | Direct |
| 2014-12-27 | 3,375 | 3,375 | Direct |
Billionaire Hedge Funds
