Filing Details

Accession Number:
0001548123-13-000384
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-27 16:31:33
Reporting Period:
2013-09-25
Filing Date:
2013-09-27
Accepted Time:
2013-09-27 16:31:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1074909 Fab Universal Corp. FU Services-Prepackaged Software (7372) 870575577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1275526 J Christopher Spencer Ceo, President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-25 150,000 $9.66 229,642 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,750 Indirect Sempire Corp.
Footnotes
  1. Mr. Spencer's wife, Patricia, is a beneficial owner of 184 of these shares.
  2. Mr. Spencer is President of Sempire Corp., a Delaware corporation.
  3. This figure represents the average weighted sales price for the securities that were sold on the applicable date. These securities were sold for prices ranging from $9.50 to $10.105 per share. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.