Filing Details

Accession Number:
0001094739-13-000141
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-27 16:11:44
Reporting Period:
2013-09-25
Filing Date:
2013-09-27
Accepted Time:
2013-09-27 16:11:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094739 Finisar Corp FNSR Semiconductors & Related Devices (3674) 943038428
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1194537 S Jerry Rawls 1389 Moffett Park Drive
Sunnyvale CA 94089-1134
Exec Chairman Of The Board Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-25 155,523 $23.10 658,056 No 4 S Direct
Common Stock Disposition 2013-09-26 204,002 $22.85 454,054 No 4 S Direct
Common Stock Disposition 2013-09-26 346,647 $22.75 0 No 4 S Indirect Shares Held By Ltd Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect Shares Held By Ltd Partnership
Footnotes
  1. The reported shares were sold for the purpose of providing the Reporting Person with funding to satisfy a near-term personal financial commitment. The sales were unrelated to the Reporting Person's ongoing role as the Company's full-time executive Chairman.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.02 to $23.395 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.75 to $23.385 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.75 to $23.08 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.