Filing Details

Accession Number:
0001104659-13-072683
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-27 14:14:01
Reporting Period:
2013-09-25
Filing Date:
2013-09-27
Accepted Time:
2013-09-27 14:14:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477200 Rocket Fuel Inc. FUEL Services-Computer Programming, Data Processing, Etc. (7370) 300472319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1027621 D Jonathan Feiber 3000 Sand Hill Road
Building Three, Suite 290
Menlo Park CA 94025
No No Yes No
1410787 Mdv Ix Lp 3000 Sand Hill Road
Building Three, Suite 290
Menlo Park CA 94025
No No Yes No
1573991 Ninth Mdv Partners, L.l.c. 3000 Sand Hill Road
Building Three, Suite 290
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-25 11,433,501 $0.00 11,433,501 No 4 C Indirect See Footnote
Common Stock Disposition 2013-09-25 480,770 $26.97 10,952,731 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2013-09-25 9,153,564 $0.00 9,153,564 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2013-09-25 1,684,149 $0.00 1,684,149 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2013-09-25 340,773 $0.00 340,773 $0.00
Common Stock Series C-1 Convertible Preferred Stock Disposition 2013-09-25 255,015 $0.00 255,015 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Shares directly held by MDV IX, L.P. ("MDV IX"), as nominee for MDV IX and MDV ENF IX, L.P. Ninth MDV Partners, L.L.C. ("Ninth MDV") is the General Partner of MDV IX. William Ericson, a director of the Issuer, and Jonathan Feiber are Managing Members of Ninth MDV. Each of William Ericson, Jonathan Feiber, and Ninth MDV may be deemed to share voting and dispositive power over the shares held by MDV IX. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein. William Ericson is filing a separate Form 4.
  2. The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's public offering and had no expiration date.
  3. The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's public offering and had no expiration date.
  4. The Series C Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's public offering and had no expiration date.
  5. The Series C-1 Convertible Preferred Stock automatically converted into Common Stock on a 1:1 basis immediately prior to the completion of the Issuer's public offering and had no expiration date.