Filing Details
- Accession Number:
- 0001437749-13-012331
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-09-26 16:35:19
- Reporting Period:
- 2013-09-04
- Filing Date:
- 2013-09-26
- Accepted Time:
- 2013-09-26 16:35:19
- Original Submission Date:
- 2013-09-06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 924383 | Lrad Corp | LRAD | Household Audio & Video Equipment (3651) | 870361799 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1357179 | R Thomas Brown | 16990 Goldentop Rd. Suite A San Diego CA 92127 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-04 | 54,008 | $0.48 | 91,408 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-04 | 3,723 | $1.54 | 87,685 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-04 | 1,500 | $1.53 | 86,185 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-04 | 16,110 | $1.52 | 70,075 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-04 | 8,990 | $1.51 | 61,085 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-04 | 22,185 | $1.50 | 38,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-04 | 1,500 | $1.52 | 37,400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-04 | 54,008 | $0.00 | 54,008 | $0.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 295,992 | 2013-12-08 | No | 4 | M | Direct |
Footnotes
- The option to purchase shares vests as to 1/3 of the shares on the date of grant at 12/8/2008 and 1/12 quarterly thereafter until fully vested.
Billionaire Hedge Funds
