Filing Details

Accession Number:
0001209191-13-045704
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-09-26 10:25:44
Reporting Period:
2013-09-09
Filing Date:
2013-09-26
Accepted Time:
2013-09-26 10:25:44
Original Submission Date:
2013-09-11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1443669 Proto Labs Inc PRLB Fabricated Structural Metal Products (3440) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1542472 A. Bradley Cleveland 5540 Pioneer Creek Drive
Maple Plain MN 55359
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-09 12,469 $73.60 82,531 No 4 S Indirect By JK Cleveland Irrevocable Trust
Common Stock Disposition 2012-09-09 45,623 $74.25 36,908 No 4 S Indirect By JK Cleveland Irrevocable Trust
Common Stock Disposition 2013-09-09 7,702 $75.03 29,206 No 4 S Indirect By JK Cleveland Irrevocable Trust
Common Stock Disposition 2013-09-10 20,682 $74.07 8,524 No 4 S Indirect By JK Cleveland Irrevocable Trust
Common Stock Disposition 2013-09-10 8,524 $75.47 0 No 4 S Indirect By JK Cleveland Irrevocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By JK Cleveland Irrevocable Trust
No 4 S Indirect By JK Cleveland Irrevocable Trust
No 4 S Indirect By JK Cleveland Irrevocable Trust
No 4 S Indirect By JK Cleveland Irrevocable Trust
No 4 S Indirect By JK Cleveland Irrevocable Trust
Footnotes
  1. Sales effected pursuant to Rule 10b5-1 trading plan adopted by the JK Cleveland IRR Trust ua dtd 12/18/12 (the "Trust") on August 8, 2013.
  2. Reflects the weighted average price of 12,469 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on September 9, 2013 with sale prices ranging from $72.83 to $73.80 per share. The reporting person undertakes to provide upon request byt he U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. This filing amends Item 5 of Table I to correct the number of securities beneficially owned following each of the reported transactions listed above. This filing also removes a line item for "JK Cleveland Declaration Trust," which was erroneously included.
  4. These shares are held indirectly by a trust for the benefit of the reporting person's children. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in them.
  5. Reflects the weighted average price of 45,623 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on September 9, 2013 with sale prices ranging from $73.84 to $74.84 per share. The reporting person undertakes to provide upon request byt he U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. Reflects the weighted average price of 7,702 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on September 9, 2013 with sale prices ranging from $74.87 to $75.18 per share. The reporting person undertakes to provide upon request byt he U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. Reflects the weighted average price of 20,682 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on September 10, 2013 with sale prices ranging from $73.70 to $74.51 per share. The reporting person undertakes to provide upon request byt he U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  8. Reflects the weighted average price of 8,524 shares of common stock of Proto Labs, Inc. sold by the Trust in multiple transactions on September 10, 2013 with sale prices ranging from $75.00 to $75.98 per share. The reporting person undertakes to provide upon request byt he U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.