Filing Details

Accession Number:
0001137411-13-000151
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-25 18:09:52
Reporting Period:
2013-09-24
Filing Date:
2013-09-25
Accepted Time:
2013-09-25 18:09:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1377692 Kelly Robert Ortberg M/S 124-323
400 Collins Road Ne
Cedar Rapids IA 52498-0001
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-24 7,708 $27.97 45,948 No 4 M Direct
Common Stock Disposition 2013-09-24 200 $68.12 45,748 No 4 S Direct
Common Stock Disposition 2013-09-24 100 $68.14 45,648 No 4 S Direct
Common Stock Disposition 2013-09-24 100 $68.16 45,548 No 4 S Direct
Common Stock Disposition 2013-09-24 100 $69.19 45,448 No 4 S Direct
Common Stock Disposition 2013-09-24 300 $68.20 45,148 No 4 S Direct
Common Stock Disposition 2013-09-24 200 $68.23 44,948 No 4 S Direct
Common Stock Disposition 2013-09-24 100 $68.24 44,848 No 4 S Direct
Common Stock Disposition 2013-09-24 100 $68.25 44,748 No 4 S Direct
Common Stock Disposition 2013-09-24 100 $68.28 44,648 No 4 S Direct
Common Stock Disposition 2013-09-24 100 $68.32 44,548 No 4 S Direct
Common Stock Disposition 2013-09-24 200 $68.33 44,348 No 4 S Direct
Common Stock Disposition 2013-09-24 200 $68.33 44,148 No 4 S Direct
Common Stock Disposition 2013-09-24 300 $68.34 43,848 No 4 S Direct
Common Stock Disposition 2013-09-24 200 $68.35 43,648 No 4 S Direct
Common Stock Disposition 2013-09-24 200 $68.38 43,448 No 4 S Direct
Common Stock Disposition 2013-09-24 200 $68.38 43,248 No 4 S Direct
Common Stock Disposition 2013-09-24 234 $68.40 43,014 No 4 S Direct
Common Stock Disposition 2013-09-24 300 $68.40 42,714 No 4 S Direct
Common Stock Disposition 2013-09-24 366 $68.41 42,348 No 4 S Direct
Common Stock Disposition 2013-09-24 200 $68.41 42,148 No 4 S Direct
Common Stock Disposition 2013-09-24 100 $68.42 42,048 No 4 S Direct
Common Stock Disposition 2013-09-24 100 $68.43 41,948 No 4 S Direct
Common Stock Disposition 2013-09-24 100 $68.44 41,848 No 4 S Direct
Common Stock Disposition 2013-09-24 100 $68.48 41,748 No 4 S Direct
Common Stock Disposition 2013-09-24 100 $68.48 41,648 No 4 S Direct
Common Stock Disposition 2013-09-24 100 $68.48 41,548 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-09-24 7,708 $0.00 7,708 $27.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,717 2013-11-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,247 Indirect By Savings Plan
Footnotes
  1. Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of August 30, 2013.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 16, 2013.
  3. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of August 30, 2013.
  4. Employee stock options granted pursuant to the Company's stock based plans.
  5. The options are currently exercisable.