Filing Details

Accession Number:
0001032553-13-000025
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-25 16:05:13
Reporting Period:
2013-09-23
Filing Date:
2013-09-25
Accepted Time:
2013-09-25 16:05:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
936395 Ciena Corp CIEN Telephone & Telegraph Apparatus (3661) 232725311
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032553 B Gary Smith C/O Ciena Corporation
1201 Winterson Road
Linthicum, MD 21090
President, Ceo Yes Yes No No
Transaction Summary
Sold: 15,557 shares Avg. Price: $24.76 Total Value: $385,207.46
Number of Shares After Transactions: 279,255 shares
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-23 4,423 $24.76 290,389 No 4 S Direct
Common Stock Disposition 2013-09-23 4,132 $24.76 286,257 No 4 S Direct
Common Stock Disposition 2013-09-23 3,895 $24.76 282,362 No 4 S Direct
Common Stock Disposition 2013-09-23 3,107 $24.76 279,255 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/16/2009. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/18/2009.
  2. Shares reported include unvested Restricted Stock Units (RSUs).
  3. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/14/2010. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/16/2010.
  4. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/18/2012. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/20/2012.
  5. Shares reported represent an amount sold to cover the tax liabilities of the reporting person pursuant to a 10b5-1 sales instruction related to a restricted stock unit (RSU) award agreement dated 12/15/2011. Acquisition of the RSU was previously reported in Table I of reporting person's Form 4 on 12/19/2011.