Filing Details
- Accession Number:
- 0001209191-13-045541
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-24 20:43:01
- Reporting Period:
- 2013-09-20
- Filing Date:
- 2013-09-24
- Accepted Time:
- 2013-09-24 19:43:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1455271 | Griffin-American Healthcare Reit Ii Inc. | NONE | Real Estate Investment Trusts (6798) | 264008719 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518484 | K.l. Stefan Oh | C/O Griffin-American Healthcare Reit Ii, Inc., 18191 Von Karman Ave., Suite 300 Irvine CA 92612 | Senior V.p. - Acquisitions | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-20 | 105 | $9.20 | 6,533 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,308 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | $0.00 | 2015-01-17 | 8,154 | 8,154 | Direct | |
| Common Stock | Phantom Stock | $0.00 | 2015-09-17 | 10,000 | 18,154 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 8,154 | 8,154 | Direct | |
| 10,000 | 18,154 | Direct |
Footnotes
- The reported shares of common stock were acquired at $9.198 per share by Mr. Oh pursuant to an Executive Stock Purchase Plan between Mr. Oh and the Issuer, entered into on 1/1/2013.
- Mr. Oh owns these shares of common stock through his investment retirement account.
- Each share of phantom stock is the economic equivalent of one share of common stock of the issuer.
- The units of phantom stock will vest fully on 1/17/2015, subject to certain acceleration provisions in accordance with the terms of an American Healthcare Investors LLC Long-Term Incentive Plan Participation Agreement dated 9/17/2013, or Participation Agreement No. I.
- There is no expiration date other than forfeiture provisions pursuant to the terms of Participation Agreement No. I.
- The units of phantom stock will vest fully on 9/17/2015, subject to certain acceleration provisions in accordance with the terms of an American Healthcare Investors LLC Long-Term Incentive Plan Participation Agreement dated 9/17/2013, or Participation Agreement No. II.
- There is no expiration date other than forfeiture provisions pursuant to the terms of Participation Agreement No. II.
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