Filing Details

Accession Number:
0001209191-13-045539
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-24 19:41:23
Reporting Period:
2013-09-20
Filing Date:
2013-09-24
Accepted Time:
2013-09-24 19:41:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1455271 Griffin-American Healthcare Reit Ii Inc. NONE Real Estate Investment Trusts (6798) 264008719
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397834 S Kathleen Shannon Johnson C/O Griffin-American Healthcare Reit Ii,
Inc., 18191 Von Karman Ave., Suite 300
Irvine CA 92612
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-20 105 $9.20 27,368 No 4 P Indirect By Johnson Revocable Trust, DTD 12/27/2006
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Johnson Revocable Trust, DTD 12/27/2006
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock $0.00 2015-01-17 5,436 5,436 Direct
Common Stock Phantom Stock $0.00 2015-09-17 5,000 10,436 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
5,436 5,436 Direct
5,000 10,436 Direct
Footnotes
  1. The reported shares of common stock were acquired at $9.198 per share by Ms. Johnson pursuant to an Executive Stock Purchase Plan between Ms. Johnson and the Issuer, entered into on 1/1/2013.
  2. The reported shares of common stock are held directly by Johnson Revocable Trust, DTD 12/27/2006, and indirectly by Shannon Kathleen S. Johnson and Corwin B. Johnson, Trustees.
  3. Each share of phantom stock is the economic equivalent of one share of common stock of the issuer.
  4. The units of phantom stock will vest fully on 1/17/2015, subject to certain acceleration provisions in accordance with the terms of an American Healthcare Investors LLC Long-Term Incentive Plan Participation Agreement dated 9/17/2013, or Participation Agreement No. I.
  5. There is no expiration date other than forfeiture provisions pursuant to the terms of Participation Agreement No. I.
  6. The units of phantom stock will vest fully on 9/17/2015, subject to certain acceleration provisions in accordance with the terms of an American Healthcare Investors LLC Long-Term Incentive Plan Participation Agreement dated 9/17/2013, or Participation Agreement No. II.
  7. There is no expiration date other than forfeiture provisions pursuant to the terms of Participation Agreement No. II.