Filing Details

Accession Number:
0001123292-13-001403
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-24 19:36:40
Reporting Period:
2013-09-23
Filing Date:
2013-09-24
Accepted Time:
2013-09-24 19:36:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1175505 Five Prime Therapeutics Inc FPRX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1266567 G Brian Atwood C/O Five Prime Therapeutics, Inc.
Two Corporate Drive
South San Francisco CA 94080
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-23 986,240 $0.00 986,240 No 4 C Indirect See footnote
Common Stock Acquisiton 2013-09-23 28,989 $0.00 1,015,229 No 4 C Indirect See footnote
Common Stock Acquisiton 2013-09-23 76,923 $13.00 1,092,152 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2013-09-23 986,240 $0.00 986,240 $0.00
Common Stock Series A-2 Preferred Stock Disposition 2013-09-23 28,989 $0.00 28,989 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Immediately prior to the closing of the Issuer's initial public offering of its common stock, each share of convertible preferred stock automatically converted into one share of common stock. The convertible preferred stock had no expiration date.
  2. The securities are owned directly by Versant Affiliates Fund I-A, L.P., Versant Affiliates Fund I-B, L.P., Versant Side Fund I, L.P. and Versant Venture Capital I, L.P (collectively, the "Versant Entities"). Mr. Atwood is a managing member of Versant Ventures I, L.L.C., the general partner of each of the Versant Entities, and may be deemed to have shared voting and dispositive power over the shares owned by the Versant Entities. Mr. Atwood disclaims beneficial ownership of all shares held by the Versant Entities, except to the extent of his actual pecuniary interest therein.