Filing Details

Accession Number:
0001231376-13-000058
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-24 19:36:29
Reporting Period:
2013-09-20
Filing Date:
2013-09-24
Accepted Time:
2013-09-24 19:36:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1035748 Callidus Software Inc CALD Services-Computer Programming Services (7371) 770438629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447252 C. Jimmy Duan C/O Callidus Software Inc.
6200 Stoneridge Mall Road
Pleasanton CA 94588
Svp, Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-20 10,000 $3.38 271,626 No 4 M Direct
Common Stock Disposition 2013-09-20 10,000 $9.08 261,626 No 4 S Direct
Common Stock Acquisiton 2013-09-23 10,000 $3.38 271,626 No 4 M Direct
Common Stock Disposition 2013-09-23 10,000 $8.96 261,626 No 4 S Direct
Common Stock Acquisiton 2013-09-24 10,000 $3.38 271,626 No 4 M Direct
Common Stock Disposition 2013-09-24 10,000 $9.13 261,626 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2013-09-20 10,000 $3.38 10,000 $3.38
Common Stock Stock Option Disposition 2013-09-23 10,000 $3.38 10,000 $3.38
Common Stock Stock Option Disposition 2013-09-24 10,000 $3.38 10,000 $3.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
140,000 2008-11-30 2013-10-31 No 4 M Direct
130,000 2008-11-30 2013-10-31 No 4 M Direct
120,000 2008-11-30 2013-10-31 No 4 M Direct
Footnotes
  1. Exercise of options and sale of exercised shares were made in accordance with a 10b5-1 Plan previously executed. Stock options would have expired October 31,2013.
  2. This is the weighted average sales price. Shares were sold in multiple transactions at prices ranging from from $9.0201 to $9.1000. The Reporting Person undertakes to provide to the issuer any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  3. This is the weighted average sales price. Shares were sold in multiple transactions at prices ranging from from $8.9000 to $9.0000. The Reporting Person undertakes to provide to the issuer any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  4. This is the weighted average sales price. Shares were sold in multiple transactions at prices ranging from from $9.1000 to $9.2100. The Reporting Person undertakes to provide to the issuer any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  5. Options vested over a period of four years in equal monthly installments commencing on October 31, 2008.