Home > Insider Trading > Filing (0001181431-13-050417)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1138639	Infinera Corp	INFN	Telephone & Telegraph Apparatus (3661)	770560433

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1218470	A Kenneth Goldman	C/O Infinera Corporation 140 Caspian Court Sunnyvale CA 94089		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-09-23	40,000	$7.45	77,234	No	4	M	Direct
Common Stock	Disposition	2013-09-23	40,000	$11.09	37,234	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (Right to Buy)	Disposition	2013-09-23	40,000	$0.00	60,000	$7.45

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
20,000		2019-08-10	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,051	Indirect	See Footnote
Common Stock	33,722	Indirect	See Footnote

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-Qualified Stock Option (Right to Buy)	$13.00	2017-06-06	12,500	12,500	Direct
Common Stock	Non-Qualified Stock Option (Right to Buy)	$13.16	2018-05-13	12,500	12,500	Direct
Common Stock	Non-Qualified Stock Option (Right to Buy)	$7.55	2020-05-19	14,500	14,500	Direct
Common Stock	Non-Qualified Stock Option (Right to Buy)	$7.25	2021-05-18	17,600	17,600	Direct
Common Stock	Restricted Stock Units	$0.00		13,333	13,333	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-06-06	12,500	12,500	Direct
2018-05-13	12,500	12,500	Direct
2020-05-19	14,500	14,500	Direct
2021-05-18	17,600	17,600	Direct
	13,333	13,333	Direct

Footnotes

Shares held directly by the Goldman-Valeriote Family Trust u/a/d 11/15/95 for which the Reporting Person serves as trustee.
Shares held directly by G.V. Partners, L.P. for which the Reporting Person serves as managing member.
The option is fully vested.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of INFN common stock.
The RSUs fully vest on May 15, 2014.
This sale was made in connection with the Reporting Person's Rule 10b5-1 Trading Plan, which was adopted on May 30, 2013.
This price represents the weighted average sale price of the shares sold ranging from $10.96 to $11.20 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.