Filing Details
- Accession Number:
- 0000095052-13-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-24 16:27:24
- Reporting Period:
- 2013-09-23
- Filing Date:
- 2013-09-24
- Accepted Time:
- 2013-09-24 16:27:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 95052 | Elizabeth Arden Inc | RDEN | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 590914138 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1511758 | Dirk Trappmann | C/O Elizabeth Arden,Inc. 2400 Sw 145 Avenue Miramar FL 33027 | Evp, Gm - International | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Disposition | 2013-09-23 | 4,466 | $34.68 | 3,934 | No | 4 | S | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2013-09-23 | 3,200 | $31.78 | 7,134 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2013-09-23 | 3,200 | $34.88 | 3,934 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Stock Option (Right to Buy) | Disposition | 2013-09-23 | 3,200 | $0.00 | 3,200 | $31.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,600 | 2013-08-13 | 2022-08-13 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average price of 4,466 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on September 23, 2013 with the sale price ranging from $34.56 to $35.03 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Includes 3,934 service-based restricted stock units.
- Reflects the weighted average price of 3,200 shares of common stock of the Issuer sold by the Reporting Person in multiple transactions on September 23, 2013 with the sale price ranging from $34.68 to $35.02 per share. The Reporting Person undertakes to provide upon request by the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- This stock option becomes exercisable in equal thirds over a three-year period. The first third became exercisable on August 13, 2013. The other two thirds will become exercisable on August 13, 2014 and August 13, 2015, respectively, but only if the Reporting Person is still employed with the Issuer on the applicable vesting date.
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