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Filing Details

Accession Number:: 0001179110-13-014537
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-24 16:09:08
Reporting Period:: 2013-06-28

Filing Date:: 2013-09-24
Accepted Time:: 2013-09-24 16:09:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1581607	Roi Acquisition Corp. Ii	ROIQU	Blank Checks (6770)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1134119	Clinton Group Inc	601 Lexington Avenue New York NY 10022		Yes	No	Yes	No
1566939	E. George Hall	601 Lexington Avenue, 51St Floor New York NY 10022	Chief Investment Officer	Yes	Yes	Yes	No
1567109	Clinton Magnolia Master Fund, Ltd.	C/O Credit Suisse Admn. Svs. (Cayman)Ltd P.o. Box 2003 Gt, 802 West Bay Road Georgetown E9 KY1-1104		Yes	No	Yes	No
1584551	Geh Capital Inc.	601 Lexington Avenue, 51St Floor New York NY 10022		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-06-28	3,593,750	$0.01	3,593,750	No	4	A	Indirect	See Footnote.
Common Stock	Disposition	2013-08-22	343,750	$0.01	3,250,000	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2013-09-18	468,750	$0.00	2,781,250	No	4	J	Indirect	See Footnote.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Indirect	See Footnote.
No	4	S	Indirect	See Footnote
No	4	J	Indirect	See Footnote.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Sponsor Warrants	Acquisiton	2013-09-20	8,000,000	$0.50	4,000,000	$11.50
Common Stock	Sponsor Warrants	Disposition	2013-09-20	8,000,000	$0.50	4,000,000	$11.50
Common Stock	Sponsor Warrants	Acquisiton	2013-09-20	8,000,000	$0.50	4,000,000	$11.50

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,000,000	No	4	A	Indirect
0	No	4	S	Indirect
8,000,000	No	4	P	Indirect

Footnotes

781,250 shares will be subject to forfeiture unless (i) the last sales price of the Issuer's common stock equals or exceeds $13.00 per share (as adjusted for share splits, share dividends, reorganizations, recapitalizations and the like) for any 20 trading days within at least one 30-trading day period within 5 years following the closing of the Issuer's initial business combination or (ii) the Issuer completes a liquidation, merger, stock exchange or other similar transaction that results in all of its stockholders having the right to exchange their shares of common stock for consideration in cash, securities or other property which equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations and the like).
By GEH Capital, Inc., an entity wholly owned by George E. Hall.
Forfeiture to the Issuer because the underwriter for the Issuer's initial public offering did not exercise the over-allotment option.
The warrants become exercisable on the later of September 20, 2014 or 30 days after the closing of the Issuer's initial business combination.
The warrants expire five years after they first become exercisable.
By Clinton Magnolia Master Fund, Ltd. whose investment decisions are made by Clinton Group, Inc., an entity controlled by George E. Hall. Mr. Hall disclaims beneficial ownership of such securities except to the extent of his pecuniary interest.
The holdings that resulted from these transactions were reflected on the initial Form 3s filed by the beneficial owners of these securities.
Each warrant entitles the holder thereof to purchase one-half of one share of the Issuer's common stock at a price of $5.75 per half share ($11.50 per whole share), subject to adjustment as described in the Issuer's registration statement on Form S-1 (File No. 333-190721).