Filing Details

Accession Number:
0001140361-13-036864
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-24 15:11:00
Reporting Period:
2013-09-20
Filing Date:
2013-09-24
Accepted Time:
2013-09-24 15:11:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1565146 Gulf Coast Ultra Deep Royalty Trust GULTU Crude Petroleum & Natural Gas (1311) 466448579
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479058 Mount Kellett Capital Management Lp 623 Fifth Avenue
18Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Royalty Trust Units Acquisiton 2013-09-20 2,750,000 $2.14 33,388,204 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnotes
Footnotes
  1. As of September 24, 2013 (the "Filing Date"), certain funds and managed accounts (collectively, the "Funds") affiliated with Mount Kellett Capital Management LP, a Delaware limited partnership (the "Reporting Person"), hold 33,388,204 royalty trust units (the "Royalty Trust Units") of Gulf Coast Ultra Deep Royalty Trust, a Delaware statutory trust. The Reporting Person, through one or more intermediate entities, possesses the sole power to vote and the sole power to direct the disposition of the Royalty Trust Units held by the Funds. Accordingly, the Reporting Person, as of the Filing Date, may be deemed to beneficially own 33,388,204 Royalty Trust Units, or 14.5% of the Royalty Trust Units deemed issued and outstanding.
  2. The Reporting Person's interest in the Royalty Trust Units reported herein is limited to its pecuniary interest, if any, in such Royalty Trust Units.