Filing Details

Accession Number:
0001181431-13-050351
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-09-24 12:32:05
Reporting Period:
2013-07-16
Filing Date:
2013-09-24
Accepted Time:
2013-09-24 12:32:05
Original Submission Date:
2013-07-18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393066 Resolute Forest Products Inc. RFP Paper Mills (2621) 980526415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1385897 Steelhead Navigator Master, L.p. C/O Maples Corporate Services Limited
P.o. Box 309, Ugland House
Grand Cayman E9 KY1-1104
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-07-16 60,000 $15.03 12,875,160 No 4 S Direct
Common Stock Disposition 2013-07-16 40,863 $15.04 12,834,297 No 4 S Direct
Common Stock Disposition 2013-07-17 100,000 $15.27 12,734,297 No 4 S Direct
Common Stock Disposition 2013-07-17 103,706 $15.31 12,630,591 No 4 S Direct
Common Stock Disposition 2013-07-18 55,000 $15.22 12,575,591 No 4 S Direct
Common Stock Disposition 2013-07-18 9,631 $15.24 12,565,960 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. A portion of the shares of the issuer's common stock reported on this Form 4 was issued to the reporting person pursuant to the issuer's plans of reorganization (the "Plans") in connection with its creditor protection proceedings under Chapter 11 of the U.S. Bankruptcy Code and the Companies' Creditors Arrangement Act (Canada). The issuance of the shares under the Plans is in partial consideration of the claims arising from the reporting person's ownership of certain bonds, which have been canceled pursuant to the Plans. The initial distribution of the shares of the issuer's common stock to certain creditors pursuant to the Plans, including to the reporting person, occurred on December 20, 2010. As the remaining claims are being resolved pursuant to the Plans, the creditors, including the reporting person, may from time to time receive additional distribution of shares of the issuer's common stock.
  2. On November 6, 2012, 50,996 additional shares were distributed to Steelhead Navigator Master, L.P. pursuant to the Plans, which is the reason for this amendment to Form 4. The November 6, 2012 distribution of 50,996 shares was not included in the previous Form 4 filing because the reporting person did not have the information at the time. The number of shares of the issuer's common stock reported in Table I above includes all distributions pursuant to the Plans received by the reporting person as of July 18, 2013.