Filing Details

Accession Number:
0001140361-13-036731
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-23 15:32:57
Reporting Period:
2013-09-19
Filing Date:
2013-09-23
Accepted Time:
2013-09-23 15:32:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
918541 Nn Inc NNBR Ball & Roller Bearings (3562) 621096725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196823 T Steven Warshaw 2000 Waters Edge Dr.
Building C, Suite 12
Johnson City TN 37604
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-18 8,000 $12.62 41,600 No 4 M Direct
Common Stock Disposition 2013-09-18 8,000 $15.53 33,600 No 4 S Direct
Common Stock Acquisiton 2013-09-20 2,000 $12.62 35,600 No 4 M Direct
Common Stock Disposition 2013-09-20 2,000 $15.45 33,600 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to buy) Acquisiton 2013-09-19 8,000 $0.00 8,000 $12.62
Common Stock Stock Options (Right to buy) Acquisiton 2013-09-20 2,000 $0.00 2,000 $12.62
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,000 2014-03-01 No 4 M Direct
5,000 2014-03-01 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $15.40 to $15.65, inclusive. The reporting person undertakes to provide NN, Inc., any security holder of NN, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the forgoing range.
  2. The option became exercisable in three annual installments beginning on March 1, 2005, which was the first anniversary of the date on which the option was granted.