Filing Details

Accession Number:
0001573700-13-000022
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-23 14:28:33
Reporting Period:
2013-09-20
Filing Date:
2013-09-23
Accepted Time:
2013-09-23 14:28:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
949373 Einstein Noah Restaurant Group Inc BAGL Retail-Eating Places (5812) 133690261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1451302 J Jeffrey O'neill Einstein Noah Restaurant Group, Inc.
555 Zang Street, Suite 300
Lakewood CO 80228
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-20 24,000 $3.54 44,136 No 4 M Direct
Common Stock Disposition 2013-09-20 24,000 $17.36 20,136 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Disposition 2013-09-20 24,000 $0.00 24,000 $3.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
27,000 2018-12-02 No 4 M Direct
Footnotes
  1. Effective January 8, 2013, the exercise price was adjusted from $4.60 and the number of shares was adjusted from 70,000 in accordance with the anti-dilution provisions of the issuer's Executive Employee Incentive Plan.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 20, 2013.
  3. The option vested in three equal installments beginning on December 3, 2009.