Filing Details
- Accession Number:
- 0000098246-13-000179
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-23 12:14:11
- Reporting Period:
- 2013-09-19
- Filing Date:
- 2013-09-23
- Accepted Time:
- 2013-09-23 12:14:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1123779 | O Beth Canavan | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Acquisiton | 2013-09-19 | 7,000 | $40.15 | 39,212 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Acquisiton | 2013-09-19 | 5,000 | $43.37 | 44,212 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Acquisiton | 2013-09-19 | 5,500 | $23.00 | 49,712 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Disposition | 2013-09-19 | 17,500 | $80.25 | 32,212 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-19 | 7,000 | $0.00 | 7,000 | $40.15 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-19 | 5,000 | $0.00 | 5,000 | $43.37 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-19 | 5,500 | $0.00 | 5,500 | $23.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-18 | No | 4 | M | Direct | |
| 31,000 | 2020-01-20 | No | 4 | M | Direct | |
| 0 | 2019-01-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $.01 Par | 566 | Indirect | BY ESOP |
| Common Stock $.01 Par | 1 | Indirect | BY 401(K) |
| Common Stock $.01 Par | 750 | Indirect | Revocable Trust |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $80.2500 to $80.2650 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Betty L. and Stewart B. Owen Joint Revocable Trust Agreement u/a 10/16/86. Filing this report shall not be deemed an admission that reporting person is beneficial owner of securities indicated.
- Options granted under 16(b) Plan on January 18, 2007. The option vested in four equal installments on January 18, 2008, 2009, 2010 and 2011.
- Options granted under 16(b) Plan on January 20, 2010. The option vested in four equal installments on January 20, 2011, 2012, 2013 and 2014.
- Total grant 36,000 shares. 0 shares previously exercised.
- Options granted under 16(b) Plan on January 28, 2009. The option vested in four equal installments on January 28, 2010, 2011, 2012 and 2013.
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