Filing Details

Accession Number:
0001140361-13-036657
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-09-20 19:43:18
Reporting Period:
2013-09-12
Filing Date:
2013-09-20
Accepted Time:
2013-09-20 19:43:18
Original Submission Date:
2013-09-18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
840715 Clearone Inc CLRO Radio & Tv Broadcasting & Communications Equipment (3663) 870398877
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477744 J Michael Braithwaite 5225 Wiley Post Way, Suite 500
Salt Lake City UT 84116
Chief Strategy Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-12 19,800 $2.65 20,600 No 4 M Direct
Common Stock Acquisiton 2013-09-12 10,000 $3.00 30,600 No 4 M Direct
Common Stock Acquisiton 2013-09-12 6,944 $5.48 37,544 No 4 M Direct
Common Stock Acquisiton 2013-09-12 8,888 $3.92 46,432 No 4 M Direct
Common Stock Disposition 2013-09-12 23,635 $8.16 22,797 No 4 S Direct
Common Stock Disposition 2013-09-13 10,279 $7.95 12,518 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-09-12 19,800 $0.00 19,800 $2.65
Common Stock Stock Option (Right to Buy) Disposition 2013-09-12 10,000 $0.00 10,000 $3.00
Common Stock Stock Option (Right to Buy) Disposition 2013-09-12 6,944 $0.00 6,944 $5.48
Common Stock Stock Option (Right to Buy) Disposition 2013-09-12 8,888 $0.00 8,888 $3.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2012-11-30 2019-11-30 No 4 M Direct
30,000 2013-05-26 2020-05-26 No 4 M Direct
23,056 2013-09-05 2021-08-05 No 4 M Direct
14,168 2013-09-11 2022-05-11 No 4 M Direct
Footnotes
  1. Original Form 4 filed on 09/18/2013. This Amendment is being filed to correct the Transaction codes for the exempt exercise of employee stock options.