Filing Details

Accession Number:
0001181431-13-050109
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-20 18:42:07
Reporting Period:
2013-09-18
Filing Date:
2013-09-20
Accepted Time:
2013-09-20 17:42:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1532961 Nv5 Holdings Inc. NVEE Services-Miscellaneous Business Services (7380) 453458017
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1572737 A. Jeffrey Liss 200 South Park Road
Suite 350
Hollywood FL 33021
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-18 400 $0.00 8,400 No 4 P Indirect Nancy J. Liss Revocable Trust, dated 12/14/1999
Common Stock Acquisiton 2013-09-18 600 $0.00 9,000 No 4 P Indirect Nancy J. Liss Revocable Trust, dated 12/14/1999
Common Stock Acquisiton 2013-09-19 1,000 $0.00 10,000 No 4 P Indirect Nancy J. Liss Revocable Trust, dated 12/14/1999
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Nancy J. Liss Revocable Trust, dated 12/14/1999
No 4 P Indirect Nancy J. Liss Revocable Trust, dated 12/14/1999
No 4 P Indirect Nancy J. Liss Revocable Trust, dated 12/14/1999
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (Right to Buy) Acquisiton 2013-09-18 400 $0.00 400 $7.80
Common Stock Warrant (Right to Buy) Acquisiton 2013-09-18 600 $0.00 600 $7.80
Common Stock Warrant (Right to Buy) Acquisiton 2013-09-19 1,000 $0.00 1,000 $7.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
400 2013-09-27 2018-03-27 No 4 P Indirect
600 2013-09-27 2018-03-27 No 4 P Indirect
1,000 2013-09-27 2018-03-27 No 4 P Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,836 Direct
Footnotes
  1. The reported securities are part of a Unit purchased by the reporting person for $8.9899 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one shares of common stock.
  2. Jeff Liss is a trustee of the Nancy J. Liss Revocable Trust, dated 12/14/1999. Mr. Liss disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  3. The reported securities are part of a Unit purchased by the reporting person for $8.9983 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one shares of common stock.
  4. The reported securities are part of a Unit purchased by the reporting person for $8.9659 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one shares of common stock.