Filing Details

Accession Number:
0000919574-13-005607
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-20 17:33:53
Reporting Period:
2013-09-18
Filing Date:
2013-09-20
Accepted Time:
2013-09-20 17:33:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
899297 Opti Inc OPTI.OB Semiconductors & Related Devices (3674) 770220697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1138996 S. Muoio & Co. Llc 509 Madison Avenue
Suite 406
New York NY 10022
No No Yes No
1173632 Sm Investors Ii, L.p. C/o S. Muoio & Co. Llc
509 Madison Avenue, Suite 406
New York NY 10022
No No Yes No
1259267 Muoio Salvatore C/o S. Muoio & Co. Llc
509 Madison Avenue, Suite 406
New York NY 10022
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-18 2,500 $0.53 3,501,057 No 4 P Direct
Common Stock Acquisiton 2013-09-20 100 $0.53 3,501,157 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,000,257 Indirect See Footnote
Common Stock 6,000,357 Indirect See Footnote
Footnotes
  1. These securities are held in the accounts of several investment partnerships, investment funds and other accounts (collectively, the "Investment Accounts") for which S. Muoio & Co. LLC ("SMC") serves as either general partner or investment manager. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by the Investment Accounts by virtue of SMC's position as general partner or investment manager of the Investment Accounts and Mr. Muoio's status as the managing member of SMC.
  2. These securities are owned by SM Investors II, L.P. ("SM Investors II"), which is a reporting person. SMC serves as the general partner of SM Investors II. Salvatore Muoio is the managing member of SMC. SMC and Mr. Muoio may be deemed to beneficially own the securities held by SM Investors II by virtue of SMC's position as general partner of SM Investors II and Mr. Muoio's status as the managing member of SMC.