Filing Details

Accession Number:
0001179110-13-014453
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-20 17:42:10
Reporting Period:
2013-09-18
Filing Date:
2013-09-20
Accepted Time:
2013-09-20 16:42:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
2491 Bally Technologies Inc. BYI Services-Prepackaged Software (7372) 880104066
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201647 M Richard Haddrill 6601 S. Bermuda Road
Las Vegas NV 89119
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.10 Per Share Acquisiton 2013-09-18 10,000 $41.60 331,817 No 4 M Direct
Common Stock, Par Value $.10 Per Share Disposition 2013-09-18 8,700 $74.58 323,117 No 4 S Direct
Common Stock, Par Value $.10 Per Share Disposition 2013-09-18 1,300 $75.23 321,817 No 4 S Direct
Common Stock, Par Value $.10 Per Share Disposition 2013-09-18 8,700 $74.58 313,117 No 4 S Direct
Common Stock, Par Value $.10 Per Share Disposition 2013-09-18 1,300 $75.22 311,817 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.10 Per Share Employee Stock Option (Right to Buy) Disposition 2013-09-18 10,000 $0.00 10,000 $41.60
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
30,000 2015-02-22 No 4 M Direct
Footnotes
  1. The sales were pursuant to a Rule 10b5-1 Trading Agreement.
  2. The transaction was executed in multiple trades at prices from $74.04 to $75.04. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The transaction was executed in multiple trades at prices from $75.05 to $75.55. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The transaction was executed in multiple trades at prices from $74.04 to $75.035. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. The transaction was executed in multiple trades at prices from $75.05 to $75.55. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. The options vested as follows: (i) 16,667 on June 30, 2009; (ii) 16,667 on December 31, 2009; and, (iii) 16,666 on June 30, 2010.
  7. Granted as compensation for services.