Filing Details
- Accession Number:
- 0001250853-13-000096
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-09-20 16:58:01
- Reporting Period:
- 2013-09-13
- Filing Date:
- 2013-09-20
- Accepted Time:
- 2013-09-20 15:58:01
- Original Submission Date:
- 2013-09-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 740664 | R F Industries Ltd | RFIL | Electronic Connectors (3678) | 880168936 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1524053 | Darren Clark | 7610 Miramar Road, Building 6000 San Diego CA 92126 | Ceo Of Subsidiary Of Issuer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-09-13 | 25,000 | $6.63 | 475,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-13 | 9,200 | $3.69 | 484,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-13 | 9,200 | $6.73 | 475,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-16 | 31,068 | $6.72 | 443,932 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Commonstock | Stock Option | Disposition | 2013-09-13 | 9,200 | $0.00 | 9,200 | $3.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,100 | 2011-12-22 | 2016-12-22 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.57 to $6.702 per share. The reporting person undertakes to provide to RF Industries, Ltd., any security holder of RF Industries, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.729 to $6.751 per share. The reporting person undertakes to provide to RF Industries, Ltd., any security holder of RF Industries, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.652 to $6.80 per share. The reporting person undertakes to provide to RF Industries, Ltd., any security holder of RF Industries, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
