Filing Details

Accession Number:
0001209191-13-044995
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-20 10:35:38
Reporting Period:
2013-09-19
Filing Date:
2013-09-20
Accepted Time:
2013-09-20 10:35:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
56873 Kroger Co KR Retail-Grocery Stores (5411) 310345740
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1571458 W Robert Clark 1014 Vine Street
Cincinnati OH 45202
Group Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-19 9,000 $17.31 45,174 No 4 M Direct
Common Stock Disposition 2013-09-19 7,600 $40.91 37,574 No 4 S Direct
Common Stock Disposition 2013-09-19 100 $40.91 37,474 No 4 S Direct
Common Stock Disposition 2013-09-19 1,300 $40.92 36,174 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option Disposition 2013-09-19 9,000 $0.00 9,000 $17.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-05-06 No 4 M Direct
Footnotes
  1. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
  2. These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.