Filing Details

Accession Number:
0001181431-13-049884
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-19 15:43:40
Reporting Period:
2013-09-18
Filing Date:
2013-09-19
Accepted Time:
2013-09-19 15:43:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6176 Ampco Pittsburgh Corp AP Pumps & Pumping Equipment (3561) 251117717
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181684 A Robert Paul 600 Grant Street
4600 Usx Tower
Pittsburgh PA 15219
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-18 600 $18.50 214,400 No 4 S Indirect By Louis Berkman Declaration of Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Louis Berkman Declaration of Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Options Acquisiton 2013-05-02 20,000 $17.16 20,000 $17.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2023-05-02 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 42,889 Direct
Common Stock 13,767 Indirect Shares Held By Spouse.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Options $37.89 2018-09-04 35,000 35,000 Direct
Common Stock Non-Qualified Stock Options $13.37 2019-02-19 35,000 35,000 Direct
Common Stock Non-Qualified Stock Options $25.77 2020-02-18 35,000 35,000 Direct
Common Stock Non-Qualified Stock Options $25.18 2021-05-05 20,000 20,000 Direct
Common Stock Non-Qualified Stock Options $17.67 2022-05-03 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-09-04 35,000 35,000 Direct
2019-02-19 35,000 35,000 Direct
2020-02-18 35,000 35,000 Direct
2021-05-05 20,000 20,000 Direct
2022-05-03 20,000 20,000 Direct
Footnotes
  1. Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Louis Berkman Declaration of Trust on August 1, 2013.