Filing Details

Accession Number:
0001181431-13-049861
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-19 13:00:30
Reporting Period:
2013-09-17
Filing Date:
2013-09-19
Accepted Time:
2013-09-19 13:00:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
739878 Kid Brands Inc KID Miscellaneous Manufacturing Industries (3990) 221815337
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1368213 J Frederick Horowitz C/O Kid Brands, Inc.
One Meadowlands Plaza, 8Th Floor
East Rutherford NJ 07073
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.10 Stated Value Acquisiton 2013-09-17 737 $1.30 737 No 4 P Indirect by Frederick J. Horowitz Trust FBO Paul J. Horowitz 7/17/00
Common Stock, $0.10 Stated Value Acquisiton 2013-09-17 736 $1.30 736 No 4 P Indirect by Frederick J. Horowitz Trust FBO Anna E. Horowitz 12/17/96
Common Stock, $0.10 Stated Value Acquisiton 2013-09-18 10,801 $1.32 11,538 No 4 P Indirect by Frederick J. Horowitz Trust FBO Paul J. Horowitz 7/17/00
Common Stock, $0.10 Stated Value Acquisiton 2013-09-18 10,802 $1.32 11,538 No 4 P Indirect by Frederick J. Horowitz Trust FBO Anna E. Horowitz 12/17/96
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by Frederick J. Horowitz Trust FBO Paul J. Horowitz 7/17/00
No 4 P Indirect by Frederick J. Horowitz Trust FBO Anna E. Horowitz 12/17/96
No 4 P Indirect by Frederick J. Horowitz Trust FBO Paul J. Horowitz 7/17/00
No 4 P Indirect by Frederick J. Horowitz Trust FBO Anna E. Horowitz 12/17/96
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.10 Stated Value 15,000 Direct
Footnotes
  1. These shares are held in a trust for the benefit of the reporting person's son. Immediate family members of the reporting person are the trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  2. These shares are held in a trust for the benefit of the reporting person's daughter. Immediate family members of the reporting person are the trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  3. Includes: (i) 5,000 unvested restricted stock units ("RSUs") granted on July 10, 2013 pursuant to the Issuer's Equity Incentive Plan (the "EIP"), which vest ratably over a five-year period commencing July 10, 2014; (ii) 4,000 unvested RSUs(out of an original grant of 5,000 RSUs on August 14, 2012 pursuant to the EIP, which vest ratably over a five-year period commencing August 14, 2013); and (iii) 3,000 unvested RSUs (out of an original grant of 5,000 RSUs on July 19, 2011 pursuant to the EIP, which vest ratably over a five-year period commencing July 19, 2012).