Filing Details
- Accession Number:
- 0001181431-13-049842
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-09-19 10:33:44
- Reporting Period:
- 2013-09-12
- Filing Date:
- 2013-09-19
- Accepted Time:
- 2013-09-19 10:33:44
- Original Submission Date:
- 2013-09-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 907471 | Meta Financial Group Inc | CASH | Savings Institution, Federally Chartered (6035) | 421406262 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1439139 | W David Leedom | C/O Meta Financial Group, Inc. 5501 S. Broadband Lane Sioux Falls SD 57108-2253 | Svp/Secretary, Treasurer & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-12 | 9,685 | $16.00 | 19,441 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-12 | 9,685 | $37.92 | 9,756 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-12 | 9,685 | $16.00 | 9,685 | $16.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-09-30 | 2018-09-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,926 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $31.79 | 2010-09-30 | 2020-09-30 | 4,155 | 4,155 | Direct |
| Common Stock | Stock Option (Right to Buy) | $23.01 | 2009-09-30 | 2019-09-30 | 5,208 | 5,208 | Direct |
| Common Stock | Stock Option (Right to Buy) | $29.39 | 2017-01-15 | 5,000 | 5,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $29.39 | 2012-01-15 | 2017-01-15 | 5,000 | 5,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $39.84 | 2007-09-28 | 2017-09-28 | 3,544 | 3,544 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-09-30 | 4,155 | 4,155 | Direct |
| 2019-09-30 | 5,208 | 5,208 | Direct |
| 2017-01-15 | 5,000 | 5,000 | Direct |
| 2017-01-15 | 5,000 | 5,000 | Direct |
| 2017-09-28 | 3,544 | 3,544 | Direct |
Footnotes
- Option vests in four equal annual installments beginning on January 15, 2008
- Award pursuant to the Company's 2002 Omnibus Incentive Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.90 to $38.02, inclusive. The reporting person undertakes to provide to Meta Financial Group, Inc., any security holder of Meta Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4/A.
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