Filing Details

Accession Number:
0001012975-13-000443
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-18 18:40:17
Reporting Period:
2013-09-16
Filing Date:
2013-09-18
Accepted Time:
2013-09-18 17:40:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1373707 Tetraphase Pharmaceuticals Inc TTPH Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1005563 R Thomas Baruch 1 Letterman Dr., Bldg. C, Suite Cm500
San Francisco CA 94129
No No Yes No
1266748 Cmea Ventures Vi Lp 1 Letterman Dr., Bldg. C, Suite Cm500
San Francisco CA 94129
No No Yes No
1340886 J David Collier 1 Letterman Dr., Bldg. C, Suite Cm500
San Francisco CA 94129
No No Yes No
1420406 F James Watson 1 Letterman Dr., Bldg. C, Suite Cm500
San Francisco CA 94129
No No Yes No
1425394 A. Faysal Sohail 1 Letterman Dr., Bldg. C, Suite Cm500
San Francisco CA 94129
No No Yes No
1527296 Cmea Ventures Vi Gmbh & Co. Kg 1 Letterman Dr., Bldg. C, Suite Cm500
San Francisco CA 94129
No No Yes No
1527297 Cmea Ventures Vi Management, L.p. 1 Letterman Dr., Bldg. C, Suite Cm500
San Francisco CA 94129
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-16 44,207 $9.22 2,112,923 No 4 S Direct
Common Stock Disposition 2013-09-17 8,012 $9.48 2,104,911 No 4 S Direct
Common Stock Disposition 2013-09-16 1,057 $9.22 50,519 No 4 S Direct
Common Stock Disposition 2013-09-17 192 $9.48 50,327 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The shares are directly held by CMEA Ventures VI, L.P. ("CMEA VI"). The general partner of CMEA VI is CMEA Ventures VI Management, L.P. ("CMEA VI GP"). The general partners of CMEA VI GP are Thomas R. Baruch ("Baruch"), David J. Collier ("Collier"), Faysal A. Sohail ("Sohail"), and James F. Watson ("Watson") and, as such, each of these individuals exercises shared voting and investment power over the shares held of record by CMEA VI. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any.
  2. The shares are directly held by CMEA Ventures VI GmbH & Co. KG ("CMEA VI GmbH"). The managing limited partner of CMEA VI GmbH is CMEA VI GP. The general partners of CMEA VI GP are Baruch, Collier, Sohail, and Watson and, as such, each of these individuals exercises shared voting and investment power over the shares held of record by CMEA VI GmbH. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any.