Filing Details

Accession Number:
0001179110-13-014323
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-18 17:36:50
Reporting Period:
2013-09-16
Filing Date:
2013-09-18
Accepted Time:
2013-09-18 17:36:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
921738 Penn National Gaming Inc PENN Hotels & Motels (7011) 232234473
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1453121 Thomas Burke 825 Berkshire Blvd Suite 200
Wyomissing PA 19610
Sr Vp-Regional Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-16 10,000 $2,719.00 57,254 No 4 M Direct
Common Stock Disposition 2013-09-16 10,000 $55.74 47,254 No 4 S Direct
Common Stock Acquisiton 2013-09-16 1,292 $29.87 48,546 No 4 M Direct
Common Stock Disposition 2013-09-16 1,292 $56.10 47,254 No 4 S Direct
Common Stock Acquisiton 2013-09-18 4,600 $29.87 51,854 No 4 M Direct
Common Stock Disposition 2013-09-18 4,600 $56.02 47,254 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non Qualified Stock Options (right to buy) Disposition 2013-09-16 10,000 $0.00 10,000 $27.19
Common Stock Non Qualified Stock Options (right to buy) Disposition 2013-09-16 1,292 $0.00 1,292 $29.87
Common Stock Non Qualified Stock Options (right to sell) Disposition 2013-09-18 4,600 $0.00 4,600 $29.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,000 2013-01-02 2017-01-02 No 4 M Direct
4,600 2009-07-08 2018-07-08 No 4 M Direct
0 2011-07-08 2018-07-08 No 4 M Direct
Footnotes
  1. These transactions on this form 4 were made pursuant to a stock trading plan, executed by Mr. Burke on June 4, 2013 and amended August 30, 2013, established pursuant to rule 10b5-1.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.43 to $56.24, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.21, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.05, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.