Filing Details

Accession Number:
0001020859-13-000154
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-18 16:51:43
Reporting Period:
2013-09-16
Filing Date:
2013-09-18
Accepted Time:
2013-09-18 16:51:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1020859 United Natural Foods Inc UNFI Wholesale-Groceries, General Line (5141) 050376157
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479964 Sean Griffin C/O United Natural Foods, Inc.
313 Iron Horse Way
Providence RI 02908
Svp, National Distribution No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-17 3,520 $37.82 13,884 No 4 M Direct
Common Stock Acquisiton 2013-09-17 1,847 $27.20 15,731 No 4 M Direct
Common Stock Acquisiton 2013-09-17 4,980 $33.90 20,711 No 4 M Direct
Common Stock Disposition 2013-09-17 13,426 $67.93 7,285 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2013-09-16 5,380 $0.00 5,380 $0.00
Common Stock Employee Stock Option (right to buy) Acquisiton 2013-09-16 6,530 $0.00 6,530 $67.48
Common Stock Employee Stock Option (right to buy) Disposition 2013-09-17 3,520 $0.00 3,520 $37.82
Common Stock Employee Stock Option (right to buy) Disposition 2013-09-17 1,847 $0.00 1,847 $27.20
Common Stock Stock Option (right to buy) Disposition 2013-09-17 4,980 $0.00 4,980 $33.90
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,380 No 4 A Direct
6,530 2023-09-16 No 4 A Direct
3,520 2021-09-12 No 4 M Direct
1,848 2020-01-04 No 4 M Direct
1,660 2020-09-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,188 Indirect See footnote
Footnotes
  1. The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $67.78 to $68.10.
  2. Includes 214 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan and 974 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 16, 2013.
  3. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
  4. The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.
  5. United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
  6. The stock options vest and become exercisable in four equal annual installments beginning on the first anniversary of the date of grant, and expire on the tenth anniversary of the date of grant.