Filing Details

Accession Number:
0000851169-13-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-18 16:17:42
Reporting Period:
2013-09-18
Filing Date:
2013-09-18
Accepted Time:
2013-09-18 16:17:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
851169 Brookfield Total Return Fund Inc HTR () 132529369
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242538 L Rodman Drake C/o Brookfield Investment Management Inc
Brookfield Place, 250 Vesey St, 15Th Fl
New York NY 10281-1023
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-18 1,800 $22.78 7,322 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Direct OwnershipROTH IRA = 2,178.577Profit Sharing Account = 4618.270 Shares after sale of 1,800 shares on 09/18/2013Indirect OwnershipPhilip Drake Trust = 762.3906Stephen Drake = 762.3906Total Shares, {Direct or Indirect) after this transaction = 7321.6282