Filing Details
- Accession Number:
- 0001104659-13-070699
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-18 11:12:18
- Reporting Period:
- 2013-09-16
- Filing Date:
- 2013-09-18
- Accepted Time:
- 2013-09-18 11:12:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 864559 | Cascade Microtech Inc | CSCD | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1435750 | L Steven Harris | 9100 Sw Gemini Drive Beaverton OR 97008 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-16 | 4,000 | $3.11 | 52,845 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-16 | 4,000 | $8.00 | 48,845 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to purchase Common Stock | Disposition | 2013-09-16 | 4,000 | $3.11 | 4,000 | $3.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,586 | 2010-02-06 | 2019-02-06 | No | 4 | M | Direct |
Footnotes
- Reporting person acquired shares of common stock upon exercise of stock options
- Holdings include 2,403 shares of common stock acquired on April 30, 2013 pursuant to the Company's 2004 Employee Stock Purchase Plan
- Shares sold pursuant to existing 10(b)(5)-1 plan.
- Options vest annually, equally over four years, each February 6th beginning in 2010 with a total of 32,586 shares having become fully vested on February 6, 2013.
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