Filing Details

Accession Number:
0001156375-13-000126
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-17 18:59:46
Reporting Period:
2013-09-14
Filing Date:
2013-09-17
Accepted Time:
2013-09-17 18:59:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1156375 Cme Group Inc. CME Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 364459170
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1484985 V. James Pieper 20 S. Wacker Drive
Chicago IL 60606
Md & Cao No Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Class A Disposition 2013-09-14 166 $72.35 4,596 No 4 F Direct
Common Stock Class A Disposition 2013-09-15 75 $72.35 4,521 No 4 F Direct
Common Stock Class A Disposition 2013-09-15 111 $72.35 4,410 No 4 F Direct
Common Stock Class A Disposition 2013-09-15 131 $72.35 4,279 No 4 F Direct
Common Stock Class A Acquisiton 2013-09-16 465 $56.87 4,744 No 4 M Direct
Common Stock Class A Disposition 2013-09-16 465 $72.47 4,279 No 4 S Direct
Common Stock Class A Acquisiton 2013-09-16 1,000 $54.37 5,279 No 4 M Direct
Common Stock Class A Disposition 2013-09-16 1,000 $72.47 4,279 No 4 S Direct
Common Stock Class A Acquisiton 2013-09-16 1,110 $54.30 5,389 No 4 M Direct
Common Stock Class A Disposition 2013-09-16 1,110 $72.47 4,279 No 4 S Direct
Common Stock Class A Disposition 2013-09-16 1,210 $72.47 3,069 No 4 S Direct
Common Stock Class A Acquisiton 2013-09-16 1,724 $0.00 4,793 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Class A Non-Qualified Stock Option (right to buy) Disposition 2013-09-16 1,110 $0.00 1,110 $54.30
Common Stock Class A Non-Qualified Stock Option (right to buy) Disposition 2013-09-16 1,000 $0.00 1,000 $54.37
Common Stock Class A Non-Qualified Stock Option (right to buy) Disposition 2013-09-16 465 $0.00 465 $56.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,110 2013-09-15 2020-09-15 No 4 M Direct
2,000 2013-09-15 2021-09-15 No 4 M Direct
0 2013-09-15 2019-09-15 No 4 M Direct
Footnotes
  1. Mr. Pieper surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2013.
  2. Mr. Pieper surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2013.
  3. This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
  4. These options were granted on September 15, 2010. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
  5. These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
  6. As of September 15, 2013, this option vested with respect to 100% of the granted number of shares covered by the option.