Filing Details

Accession Number:
0000904454-13-001016
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-17 10:57:58
Reporting Period:
2013-09-16
Filing Date:
2013-09-17
Accepted Time:
2013-09-17 10:57:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1369786 Sagent Pharmaceuticals Inc. SGNT Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398936 Vivo Ventures V Affiliates Fund, L.p. 575 High Street, Suite 201
Palo Alto CA 94301
No No Yes No
1398937 Vivo Ventures Fund V, L.p. 575 High Street, Suite 201
Palo Alto CA 94301
No No Yes No
1399028 Vivo Ventures V, Llc 575 High Street, Suite 201
Palo Alto CA 94301
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-16 532,765 $21.25 3,576,966 No 4 S Indirect See footnote
Common Stock Disposition 2013-09-16 6,252 $21.25 41,980 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. In connection with the Issuer's registered offering (the "Offering"), Vivo Ventures Fund V, L.P. ("Fund V") sold 532,765 shares of the Issuer's common stock ("Common Stock") pursuant to an underwriting agreement, dated September 10, 2013 by and among the Issuer, the underwriters and the selling stockholders party thereto (the "Underwriting Agreement")
  2. In connection with the Offering, Vivo Ventures V Affiliates Fund, L.P. ("V Affiliates Fund") sold 6,252 shares of Common Stock pursuant to the Underwriting Agreement.
  3. Immediately following the consummation of the Offering, Fund V owns an aggregate of 3,576,966 shares of Common Stock. Vivo Ventures V, LLC, the sole general partner of Fund V, may be deemed to be the beneficial owner of the shares held by Fund V. Vivo Ventures V, LLC hereby disclaims any beneficial ownership of any shares directly held by Fund V, except to the extent of its pecuniary interest therein.
  4. Immediately following the consummation of the Offering, V Affiliates Fund owns an aggregate of 41,980 shares of Common Stock. Vivo Ventures V, LLC, the sole general partner of V Affiliates Fund, may be deemed to be the beneficial owner of the shares held by V Affiliates Fund. Vivo Ventures V, LLC hereby disclaims any beneficial ownership of any shares directly held by V Affiliates Fund, except to the extent of its pecuniary interest therein.