Filing Details
- Accession Number:
- 0001213900-13-005138
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-17 06:15:48
- Reporting Period:
- 2013-09-16
- Filing Date:
- 2013-09-17
- Accepted Time:
- 2013-09-17 06:15:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 87050 | Neonode Inc | NEON | Electronic Components, Nec (3679) | 941517641 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1409599 | Thomas Bjorn Eriksson | C/O Neonode, Inc. 2700 Augustine Dr., Suite 100 Santa Clara CA 95054 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-09-16 | 326,608 | $6.60 | 0 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-16 | 150,000 | $6.60 | 1,669,755 | No | 4 | S | Indirect | by Wirelesstoys Sweden AB |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | by Wirelesstoys Sweden AB |
Footnotes
- On September 16, 2013, pursuant to an underwriting agreement dated September 11, 2013, among Neonode Inc. (the "Company"), the selling shareholders named therein (including Mr. Eriksson and Wirelesstoys Sweden AB, an entity beneficially owned by Mr. Eriksson), and Craig-Hallum Capital Group LLC as underwriter (the "Underwriter"), Mr. Eriksson and Wirelesstoys Sweden AB sold an aggregate of 476,608 outstanding shares of common stock in the Company (including 150,000 shares through full exercise of the Underwriter's over-allotment option granted by Wirelesstoys Sweden AB) to the Underwriter at a price per share of $6.60.
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