Filing Details

Accession Number:
0001020859-13-000125
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-16 16:13:47
Reporting Period:
2013-04-02
Filing Date:
2013-09-16
Accepted Time:
2013-09-16 16:13:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1020859 United Natural Foods Inc UNFI Wholesale-Groceries, General Line (5141) 050376157
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1240660 D Gordon Barker C/O United Natural Foods, Inc.
313 Iron Horse Way
Providence RI 02908
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-04-02 2,333 $0.00 2,333 No 4 M Direct
Common Stock Acquisiton 2013-04-02 1,167 $0.00 3,500 No 4 M Direct
Common Stock Disposition 2013-04-02 3,500 $48.05 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2013-04-02 2,333 $0.00 2,333 $37.82
Common Stock Employee Stock Option (right to buy) Disposition 2013-04-02 1,167 $0.00 1,167 $33.90
Common Stock Restricted Stock Unit Disposition 2013-09-12 2,000 $0.00 2,000 $0.00
Common Stock Phantom Stock Acquisiton 2013-09-12 2,000 $0.00 2,000 $0.00
Common Stock Restricted Stock Unit Disposition 2013-09-13 1,666 $0.00 1,666 $0.00
Common Stock Phantom Stock Acquisiton 2013-09-13 1,666 $0.00 1,666 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,167 2021-09-12 No 4 M Direct
0 2020-09-10 No 4 M Direct
0 No 4 D Direct
32,827 No 4 A Direct
1,667 No 4 D Direct
34,493 No 4 A Direct
Footnotes
  1. United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
  2. The stock options vest and becomes exercisable as follows: 1/3 immediately, with the remainder in two equal annual installments beginning on the first anniversary of the date of grant. The options expire on the tenth anniversary of the grant.
  3. Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
  4. The restricted stock units vest 1/3 immediately, with the remaining 2/3 vesting in two equal annual installments beginning on the first anniversary of the date of grant.
  5. On September 12, 2013, 2,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 100% of which the reporting person had previously selected to defer to the Company's Deferred Compensation Plan.
  6. The security converts to common stock on a one-for-one basis subject to the terms of the United Natural Foods, Inc. Deferred Compensation Plan.
  7. On September 13, 2013, 1,666 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested, 100% of which the reporting person had previously selected to defer to the Company's Deferred Compensation Plan.