Filing Details

Accession Number:
0001140361-13-035838
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-13 11:08:38
Reporting Period:
2013-09-12
Filing Date:
2013-09-13
Accepted Time:
2013-09-13 11:08:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
771497 Abm Industries Inc ABM Services-To Dwellings & Other Buildings (7340) 941369354
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198641 S Luke Helms 551 Fifth Avenue
Suite 300
New York NY 10176
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-12 10,000 $15.56 77,623 No 4 M Direct
Common Stock Disposition 2013-09-12 10,000 $25.66 67,623 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Acquisiton 2013-09-12 10,000 $0.00 10,000 $15.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-11-03 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.6350 to $25.6950, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any securit holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 of this Form 4.
  2. Includes 7,691 unvested RSUs and 5,396 vested RSUs, the receipt of which has been deferred, and DERs relating to the unvested and vested RSUs, adjusted to reflect the cumulative effect of fractional shares.
  3. Non-employee stock options.
  4. 20% on 11/3/2004, and 20% on the anniversary date each of the following four years.