Filing Details

Accession Number:
0001144204-13-050517
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-12 17:01:07
Reporting Period:
2013-09-10
Filing Date:
2013-09-12
Accepted Time:
2013-09-12 17:01:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499912 Fxcm Inc. FXCM Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 273268672
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1504611 Robin Davis C/o Concept Capital
527 Madison Avenue, 6Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Acquisiton 2013-09-10 4,248 $10.00 4,248 No 4 M Direct
Class A Common Stock, Par Value $0.01 Disposition 2013-09-10 4,248 $19.71 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Options (right to buy) Disposition 2013-09-10 4,248 $0.00 4,248 $10.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-01-31 No 4 M Direct
Footnotes
  1. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.71 to $19.72, inclusive. The reporting person undertakes to provide to FXCM Inc., any security holder of FXCM Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Represents options to purchase shares of Class A common stock, which vested on January 31, 2013 (the first anniversary of the grant date of the options) and, to the extent vested, generally remain exercisable until the seventh anniversary of the grant date unless the above named individual's service as a director of FXCM Inc. terminates prior to such date.