Filing Details

Accession Number:
0001140361-13-035767
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-12 15:52:17
Reporting Period:
2013-09-10
Filing Date:
2013-09-12
Accepted Time:
2013-09-12 15:52:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1412109 Simplicity Bancorp Inc. SMPL Savings Institution, Federally Chartered (6035) 261500698
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1467266 Jean Carandang 1359 N. Grand Ave.
Covina CA 91724
Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-09-10 4,320 $15.00 8,896 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,196 Indirect By 401(k)
Common Stock 6,289 Indirect By ESOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $10.84 2010-01-30 2019-01-30 5,396 5,396 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-01-30 5,396 5,396 Direct
Footnotes
  1. Includes shares of restricted stock that vest at a rate of 20% per year over periods ending on June 23, 2014, June 28, 2016, July 25, 2017 and August 8, 2018.
  2. Stock options vest at a rate of 20% per year over a period ending on January 30, 2014.