Filing Details
- Accession Number:
- 0001209191-13-043913
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-11 19:51:29
- Reporting Period:
- 2013-09-09
- Filing Date:
- 2013-09-11
- Accepted Time:
- 2013-09-11 19:51:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1260968 | Marlin Business Services Corp | MRLN | State Commercial Banks (6022) | 383686388 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1261405 | John Calamari | C/O Marlin Business Services Corp. 300 Fellowship Road Mount Laurel NJ 08054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-09 | 1,500 | $16.01 | 25,804 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-09 | 1,500 | $25.85 | 24,304 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-09 | 1,284 | $20.35 | 25,588 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-09 | 1,284 | $25.85 | 24,304 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2013-09-09 | 1,284 | $0.00 | 1,284 | $20.35 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2013-09-09 | 1,500 | $0.00 | 1,500 | $16.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-05-25 | 2014-05-25 | No | 4 | M | Direct |
| 0 | 2005-05-26 | 2014-05-25 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | $7.17 | 2010-10-28 | 2016-10-28 | 2,041 | 2,041 | Direct |
| Common Stock | Option to Purchase Common Stock | $7.66 | 2009-06-02 | 2015-06-02 | 3,704 | 3,704 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-10-28 | 2,041 | 2,041 | Direct |
| 2015-06-02 | 3,704 | 3,704 | Direct |
Footnotes
- Includes a total of 19,939 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
- Represents average price per share.
- Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting (which is one year from the date of grant). The options cliff vest on the first anniversary of the grant date.
- N/A
- Grant of options made pursuant to the Company's Director compensation plan. Date listed is the date of full vesting (which is one year from the date of grant). The options vest in equal quarterly installments over the one year vesting period.
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